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Chicago Plan Commission
Results: 140

#	Item
111	Notice of Filing of the Eighteenth Substantive Amendment to the Second Restatement of the CTA Plan Add to Reading List Source URL: www.sec.gov Language: English - Date: 2013-09-18 09:59:26 United States Securities and Exchange Commission United States securities law Financial system Economy of the United States 73rd United States Congress Consolidated Tape Association National market system plan Securities Exchange Act Chicago Stock Exchange Financial markets Self-regulatory organizations Financial economics
112	Notice of Filing and Order Approving and Declaring Effective an Amendment to the Plan for the Allocation of Regulatory Responsibilities Among American Stock Exchange LLC, BATS Exchange, Inc., BATS Y-Exchange, Inc., Chica Add to Reading List Source URL: www.sec.gov Language: English - Date: 2010-10-15 10:13:42 Financial system Securities Exchange Act Financial Industry Regulatory Authority Chicago Stock Exchange NASDAQ U.S. Securities and Exchange Commission International Securities Exchange American Stock Exchange NYSE Arca Self-regulatory organizations Economy of the United States New York City
113	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-CHX[removed]September 27, 2013 Self-Regulatory Organizations; Chicago Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Add to Reading List Source URL: www.sec.gov Language: English - Date: 2013-09-30 12:23:30 National market system plan Securities Exchange Act Rebate Economy of the United States Financial economics Financial system Self-regulatory organizations Financial markets Chicago Stock Exchange
114	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No[removed]August 27, 2013 Joint Industry Plan; Notice of Filing of the Fifth Amendment to the National Market System Plan to Address Extraordinary Market Vo Add to Reading List Source URL: www.sec.gov Language: English - Date: 2013-08-28 08:10:34 Stock market Financial economics NYSE Euronext Regulation NMS Chicago Stock Exchange Order Securities Exchange Act New York Stock Exchange Chicago Board Options Exchange Economy of the United States United States Securities and Exchange Commission Investment
115	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-CTA[removed]October 31, 2013 Consolidated Tape Association; Order Approving the Eighteenth Substantive Amendment to the Second Restatement of the CTA Add to Reading List Source URL: www.sec.gov Language: English - Date: 2013-11-01 07:29:56 Economy of the United States Investment United States securities law United States Securities and Exchange Commission 73rd United States Congress National market system plan Consolidated Tape Association Securities Exchange Act Chicago Stock Exchange Financial markets Self-regulatory organizations Financial economics
116	Order Approving and Declaring Effective a Plan for the Allocation of Regulatory Responsibilities Between the Financial Industry Regulatory Authority, Inc. and the Chicago Stock Exchange, Inc. Add to Reading List Source URL: www.sec.gov Language: English - Date: 2010-09-09 12:49:39 United States Securities and Exchange Commission Economy of the United States Financial regulation Chicago Stock Exchange Financial Industry Regulatory Authority United States Securities Exchange Act U.S. Securities and Exchange Commission Securities regulation in the United States United States securities law Self-regulatory organizations 73rd United States Congress
117	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. S7[removed]September 17, 2013 Joint Industry Plan; Notice of Filing of Amendment No. 30 to the Joint Self-Regulatory Organization Plan Governing the Colle Add to Reading List Source URL: www.sec.gov Language: English - Date: 2013-09-18 07:30:58 United States Securities and Exchange Commission United States Financial economics 73rd United States Congress Securities Exchange Act NASDAQ Chicago Stock Exchange Direct Edge OMX Self-regulatory organizations Economy of the United States United States securities law
118	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No[removed]September 26, 2013 Joint Industry Plan; Order Approving the Fifth Amendment to the National Market System Plan to Address Extraordinary Market Vol Add to Reading List Source URL: www.sec.gov Language: English - Date: 2013-09-27 09:03:27 Investment Financial markets NYSE Euronext Stock market Regulation NMS Chicago Stock Exchange Order Securities Exchange Act New York Stock Exchange Economy of the United States Financial economics United States Securities and Exchange Commission
119	Program for Allocation of Regulatory Responsibilities Pursuant to Rule 17d-2; Notice of Filing and Order Approving and Declaring Effective an Amendment to the Plan for the Allocation of Regulatory Responsibilities Among Add to Reading List Source URL: www.sec.gov Language: English - Date: 2011-12-19 14:45:36 Financial system Business 73rd United States Congress Securities Exchange Act United States Securities and Exchange Commission Financial Industry Regulatory Authority Chicago Stock Exchange U.S. Securities and Exchange Commission NASDAQ Economy of the United States Self-regulatory organizations United States securities law
120	Notice of Filing of Proposed Plan for the Allocation of Regulatory Responsibilities Between BATS Exchange, Inc., BATS Y-Exchange, Inc., Chicago Board Options Exchange, Inc., Chicago Stock Exchange, Inc., EDGA Exchange, I Add to Reading List Source URL: www.sec.gov Language: English - Date: 2010-11-03 16:37:45 United States Securities and Exchange Commission Economy of the United States Financial system Financial markets 73rd United States Congress Securities Exchange Act Financial Industry Regulatory Authority U.S. Securities and Exchange Commission NASDAQ Self-regulatory organizations United States securities law Financial economics